The delivery of financial and investment advice falls under increased scrutiny with each anti-cyclical economic period that comes to pass. Stresses are occurring at each stage of the supply chain between investors, advisers, product providers, regulated firms, networks, regulators and insurers.
Financial services disputes are complex matters which require specialist market and sector knowledge. We understand the variety of different priorities and perspectives of the various parties operating in the financial services sector and tailor our approach accordingly. Our approach is consistently innovative, results driven and under-pinned by pro-active project management.
We frequently advise IFAs, networks, corporates, financial institutions and individuals on complex litigation, contractual disputes, civil fraud and contentious regulatory matters involving liaison with a range of regulators (including the NCA, FCA, FOS and the POS).