DR_Financial Services Disputes




  • Representing a SIPP provider in relation to multiple claims intimated by customers who invested in overseas property investments through the SIPP and a related professional indemnity insurance (PII) coverage dispute
  • Defending several IFA firms against claims brought by the Financial Services Compensation Scheme (FSCS) in relation to the sale of Key Data products and advising on related PII issues
  • Representing around 50 firms in responding to the FSA's consultation paper on the s404 scheme concerning advice given by firms on the Arch Cru Funds. This resulted in some significant changes to the scope of the s404 scheme when the policy statement was published. We then went on to act for those firms in seeking advice on a potential judicial review of the s404 scheme


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