FINANCIAL services

COMMERCIAL CONTRACTUAL ARRANGEMENTS

We understand the regulatory context in which you operate and have experience of advising on your commercial/contractual arrangements.

Whether you are an authorised firm, an appointed representative or a non-Financial Services firm involved in the distribution of Financial Services related products and services, the regulated status of those products/services has a significant impact on any contractual arrangements into which you enter.

Our expertise includes providing appointed representative agreements for firms of all sizes, client agreements and terms of business, adviser agreements and “exit” agreements, distribution agreements for FS products/services, and technology agreements including wrap and platform agreements.