WE PROVIDE PRAGMATIC, UNCOMPLICATED ADVICE IN A COMPLEX SECTOR.
We provide genuine expertise across the entire sector both regionally and nationally and have an excellent reputation in this field, with a profile that has grown significantly in recent years.
The financial services sector is heavily regulated. Clients need sound commercial advice with a deep understanding of the regulatory context in which their business operates. We help our clients to improve business performance, whilst maintaining compliance with all relevant rules and regulations.
The firm is a member of the Association of Professional Compliance Consultants.
As a full-service firm we offer a breadth of experience and expertise. This includes contractual arrangements, corporate advice on acquisitions, disposals and structuring issues, regulatory advice, client agreements, fee agreements and terms of business, FSA disciplinary and enforcement actions against regulated firms individuals, managing skilled persons processes and complaints and claims.
We have particular expertise in the following areas: