Financial Services

WE PROVIDE PRAGMATIC, UNCOMPLICATED ADVICE IN A COMPLEX SECTOR.

We provide genuine expertise across the entire sector both regionally and nationally and have an excellent reputation in this field, with a profile that has grown significantly in recent years.

The financial services sector is heavily regulated. Clients need advice in the context of their business. We help our clients to improve business performance, whilst maintaining compliance with all relevant rules and regulations.

OUR EXPERTISE

As a full-service firm we offer a breadth of experience and expertise. This includes commercial contractual arrangements, client agreements, fee agreements and terms of business, regulatory advice, FSA disciplinary and enforcement actions against regulated firms individuals, managing skilled persons processes, and complaints and claims.

We have particular expertise in the following areas: